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Senior compliance officer / RC (m/f/d)
Halian is looking for his client, who provides independent governance solutions to the financial sector including compliance function and RC services in Luxembourg, a senior compliance officer.
Your key responsibilities:
• Potential to take on Permanent Compliance Function roles for IFMs;
• Potential to take on RC (“Responsable du Contrôle”) roles for IFMs and/or UCIs;
• Supporting mebs’ clients with their day-to-day compliance subject matters;
• Maintaining and developing policies and procedures;
• Drafting compliance-related regulatory reports, including RC reports;
• Assisting with performing the internal controls of clients’ Compliance Monitoring Plans;
• Assisting with due diligence related matters;
• Ensuring AML/CFT screening is appropriately performed;
• Collaborating and assisting with other engagements of mebs’ Compliance team;
• Participating in projects implementing regulatory developments impacting the investment fund business;
• Liaising with internal and/or external parties on compliance-related matters;
Your profile:
• You have successfully completed a degree in Business Law, Business Administration, Finance or Economics;
• At least 5 years of experience working in Compliance within the financial sector;
• Strong knowledge and experience with the Luxembourg Funds Industry (traditional and alternative funds),
• You are able to translate technical requirements into operational process;
• Fluency in English
Halian is looking for his client, who provides independent governance solutions to the financial sector including compliance function and RC services in Luxembourg, a senior compliance officer.
Your key responsibilities:
• Potential to take on Permanent Compliance Function roles for IFMs;
• Potential to take on RC (“Responsable du Contrôle”) roles for IFMs and/or UCIs;
• Supporting mebs’ clients with their day-to-day compliance subject matters;
• Maintaining and developing policies and procedures;
• Drafting compliance-related regulatory reports, including RC reports;
• Assisting with performing the internal controls of clients’ Compliance Monitoring Plans;
• Assisting with due diligence related matters;
• Ensuring AML/CFT screening is appropriately performed;
• Collaborating and assisting with other engagements of mebs’ Compliance team;
• Participating in projects implementing regulatory developments impacting the investment fund business;
• Liaising with internal and/or external parties on compliance-related matters;
Your profile:
• You have successfully completed a degree in Business Law, Business Administration, Finance or Economics;
• At least 5 years of experience working in Compliance within the financial sector;
• Strong knowledge and experience with the Luxembourg Funds Industry (traditional and alternative funds),
• You are able to translate technical requirements into operational process;
• Fluency in English